Broker Check

Services

Individuals

For individuals we offer individually customized financial plans based on the needs of each client.

Comprehensive Financial Planning

Provide financial plans of all varieties and complexities to help pursue your goals and objectives. This includes cash flow management, investment planning, estate planning, retirement planning and tax planning.

Custom Portfolio Building

Review investments and provide recommendations regarding the different types of assets geared toward financial planning goals.

Asset Management

Receive the flexibility to research, analyze, build and maintain a diversified portfolio with a broad range of investment choices provided at annual asset based charge.

Tax Return Preparation

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Employers

We offer a number of employer- and employee-based services for a complete administrative solution. These services are handled by our Kansas City office. More information can be found at their website www.brushkc.com

Investment Policy Statement

Provides a basis for you to create the plan's mission statement that describes the selection process of the retirement plan service provider and investment options.

404(c) Compliance Guides

Confirms the programs and outlets used for employee education, including vendor-specific items, as well as, outside resources. It serves as a checklist that verifies the information and education made available to your employees and helps you manage your fiduciary responsibilities.

Total Cost Analysis

Identifies the costs, including fees billed to the company and investment management fees associated with the funds themselves, enabling you to compare 401(k) products and vendors on a broad, equitable basis.

Custom Employee Education Programs

Gives your employees the information they need to make sound investment decisions for their personal finances and lifestyles. Whether large or small group, single session or series, our education methods are tailored to your employees' interest and comprehension of asset planning.

One-on-one Employee Consultation

Helps employees with their personal investment needs, such as IRAs, mutual funds, stocks and bonds.

Fiduciary Liability

Manages your IRS and DOL compliance obligations by periodically reviewing your plan to help ensure it remains current with new regulations posed by legislation such as ERISA and the Pension Protection Act.

What to Expect

  • At our first meeting we will gain a clear picture of your present circumstances, clarifying your priorities. We will carefully review and analyze the information you provide.
  • A written brief which contains specific financial recommendations will be prepared and presented to you at our second meeting.
  • Consistent, pleasant, and productive client experience
  • Annual face-to-face reviews
  • All information we receive will be held in strict confidence.

We believe in managing relationships, not just portfolios. We take our financial planning responsibilities seriously. Those who work with us know our success is tied to their success.

We will prepare your plan entirely at our risk. You do not agree to compensate us in any way until you have seen our work. If you are not satisfied with it, there will be absolutely no charge for our time and expense.

What to Bring to First Meeting

  • Complete our client informational form and bring with you all pertinent documents listed on page 3 of the form.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

ed@brushkc.com | 785-856-1766